California Privacy Request

1. What you can ask for

• Right to know. The categories of personal information we have collected about you, where we got it, why we collected it, the categories we disclosed, and the categories of third parties we disclosed it to. This is a separate right from the right to access, and you can ask for either or both.
• Right to access. A copy of the specific pieces of personal information we hold about you.
• Right to correct. Correction of personal information that is inaccurate.
• Right to delete. Deletion of personal information we hold about you.
• Right to opt out of sale or sharing, and to limit the use of sensitive personal information. We do neither, so there is nothing to opt out of and no sensitive personal information use to limit.
• Right against discrimination. We will not deny you goods or services, charge you a different price, or give you a different quality of service because you made a request.

2. Limits on these rights

Some information cannot be deleted or disclosed. Two exemptions matter most here:

• Regulatory recordkeeping. As a relying adviser under an SEC-registered investment adviser, we are required to retain certain books and records for periods fixed by the Investment Advisers Act. We cannot delete records we are required to keep.
• Gramm-Leach-Bliley. Personal information collected, processed, sold or disclosed under the Gramm-Leach-Bliley Act and Regulation S-P is exempt from the CCPA. Much of what a financial institution holds falls into this category.

Where an exemption applies to part of a request, we will tell you which part and why, and we will action the remainder.

The right to know and the right to access are each limited to twice in a twelve-month period. That cap does not apply to requests to correct, delete, opt out, or limit.

3. How this works

1. Submit the form below, email privacy@forestroadco.com with "California Privacy Request" in the subject line, or call +1 302-265-0167.
2. We confirm receipt within 10 business days and tell you how we will handle it.
3. We verify your identity. For most requests this means matching the information you give us against what we hold. For a request for specific pieces of personal information the standard is higher and we may need more.
4. We respond within 45 calendar days. If we need longer we will tell you why, and may extend by a further 45 days.

There is no charge, unless a request is manifestly unfounded or excessive, in which case we will say so before doing anything.

4. Authorised agents

You may use an authorised agent. We will need written permission signed by you, and we may still contact you directly to confirm. An agent acting under a valid power of attorney may submit proof of that instead. If the agent is a business, it must be registered with the California Secretary of State.

5. Submit a request

About you

First name

Last name

Email

Organization (optional)

Your relationship to us

I contacted CenterNode through this websiteThrough the contact form or by email. I am an investor or advisory clientNote that information held in that capacity is largely governed by Regulation S-P rather than the CCPA. I am an employee, former employee or job applicant I am an authorised agent acting for someone elseGive their name in the details box, and attach your authorisation when we reply. OtherDescribe it in the details box below.

What you are requesting

Right to knowCategories of personal information, sources, purposes and recipients. Right to accessA copy of the specific personal information you hold about me. Right to correctSay what is inaccurate in the details box. Right to deleteSubject to the recordkeeping limits described above.

Details

Anything that will help us find your information and verify who you are

I declare under penalty of perjury that I am the California resident this request concerns, or an authorised agent acting on their behalf.

Website

Submit request

6. Or write to us

CenterNode Group Attn: Privacy Request 2121 Avenue of the Stars, Suite 2450 Los Angeles, CA 90067 privacy@forestroadco.com +1 302-265-0167

Full detail on what we collect and why is in our Privacy Policy.